Terms and conditions
Before using the site it is recommended that you carefully read the important information detailed below. Please read these terms and conditions carefully as by using the site you indicate your acceptance of them.
The various departments within Ascot Lloyd Financial Services Limited are authorised and regulated by the Financial Services Authority.
In the unlikely event that you have a complaint about us please contact:
6th Floor, Reading Bridge House
Tel: 0345 475 7500
Fax: 0345 3455311
Upon investigating your complaint if you are not satisfied with our final response, you may then take the complaint to the Financial Ombudsman Service (FOS) but you must do this within 6 months of the date of our final response or you may lose your right to do so.
The contact details for FOS are shown below:
The Financial Ombudsman Service
1 Harbour Exchange Square
Tel: 0800 023 4567
All rights including copyright in the contents of these web pages and any photographs displayed on this website from time to time are owned and controlled for these purposes by Ascot Lloyd Financial Services Limited. All trademarks, names and logos are the property of Ascot Lloyd Financial Services Limited or its associated companies. Any reproduction of the whole or any part of these web pages is strictly forbidden unless consent in writing is first obtained from Ascot Lloyd Financial Services Limited. Nothing in the aforesaid in any way confers on you any licence or rights under any trademarks, names or logos of Ascot Lloyd Financial Services Limited. Any infringement of the aforementioned rights will be dealt with by using the appropriate legal remedies.
Please note that software download is conducted at the user’s own risk. Ascot Lloyd accepts no liability for any problems that may arise as a result of any downloaded software. If you are in any doubt, we recommend that you take specialist advice before downloading.
Ascot Lloyd Financial Services Limited cannot guarantee that any e-mail sent to us will be received, or that the contents will remain private during transmission. Other means of correspondence should be utilised if this is of concern to you.
Triple Point Income VCT plc
We, Ascot Lloyd Financial Services Ltd, refer to the offer for subscription by Triple Point Income VCT plc (the “Company”) to raise up £15,000,000 by the issue of E ordinary shares of 1 pence pursuant to a prospectus (the “Prospectus”, comprising a securities note (“Securities Note”), registration document and summary) issued by the Company on 7 October 2016. We confirm that we are using the Prospectus in accordance with the consent given by the Company in paragraph 9.9 of Part 2 of the Securities Note.
Unicorn AIM VCT plc
We, Ascot Lloyd Financial Services ltd, refer to the offer for subscription by Unicorn AIM VCT plc (the ‘Company’) to raise up to £15,000,000 by the issue of new shares of 1 pence pursuant to a prospectus (the ‘Prospectus’) issued by the Company on 19 January 2017. We confirm that we are using the Prospectus in accordance with the consent given by the Company in paragraph 11.21 on page 52 of the Prospectus.
The pages of this site are solely for people deemed ordinarily resident in the UK. The content of this website is governed by and interpreted in accordance with English Law.
Any email and/or attachments from Ascot Lloyd Financial Services Limited will be scanned for the presence of computer viruses, but neither Ascot Lloyd Financial Services Limited nor any of its subsidiary companies will accept responsibility for any virus or defect. The email and/or any attachments transmitted with it are confidential and intended solely for the use of the individual or entity to whom they are addressed. They may contain legally privileged information, and may not be disclosed to anyone else. If you have received an email in error, please notify the sender immediately and delete all copies from your system.
Ascot Lloyd Financial Services Limited may need to collect and use personal data on this website in order to transact customers’ requests effectively. Ascot Lloyd Financial Services Limited acknowledge that the proper treatment of personal data is very important to successful transactions as well as ensuring customer satisfaction. Any personal data which we collect, record or use in any way whether it is held on paper, on computer or other media will comply with the Data Protection Act 1998. We endorse and adhere to the Data Protection as set out in the Data Protection Act 1998. These eight principles are:
- Fairly and lawfully processed
- Processed for limited purposes and not in any other way which would be incompatible with those purposes
- Adequate, relevant and not excessive
- Accurate and kept up to date
- Not kept for longer than is necessary
- Processed in line with the data subject’s rights
- Kept secure
- Not transferred to a country which does not have adequate data protection laws.
When we collect any personal data from you, we will inform you of why we are collecting your data and what we intend to use it for. We may need to pass your details to another company outside of Ascot Lloyd Financial Services Limited purely to transact your requests effectively, however, your data will not be passed outside of Ascot Lloyd Financial Services Limited for any other purpose. Customers may be contacted by other companies within the Ascot Lloyd Financial Services Limited Group of companies by mail or telephone with details of other products or services. If they do not wish to be marketed at in this way you can write to the Data Protection co-ordinator, at our Head Office, Edward Court Wellington Road, Wokingham, Berkshire RG40 2AN.
Purpose of site
No section or content of this website may be deemed as advice. The purpose of the site is to provide generic information. If you require individual advice, you should contact us so that we can fully assess your circumstances and needs before advice can be given.
Ascot Lloyd Financial Services Limited Registered Office: 2 & 4 Forest Court, Oaklands Business Park, Wokingham, RG41 2FD. Registered in England and Wales Registered Number: 2671680
Ascot Lloyd Financial Services Limited reserves the right to remove or amend any of the content which appears on any page of this site, including any important information, at any time and without notice. Where changes to the important information are made, your continued usage of the site will signify your acceptance of any revisions.
Ascot Lloyd Financial Services Limited uses all reasonable skill and care in compiling the information on this site. However, errors or omissions in the information may occur because of a number of factors, which are inherent in any internet access system and are not within Ascot Lloyd Financial Services Limited’s reasonable control.
For example, unauthorised access to this service, or the effects of machine, software or operator error or malfunction in connection with data transmission. This service is accurate only on the date that such information is supplied by Ascot Lloyd Financial Services Limited via its internet service. Ascot Lloyd Financial Services Limited advises you to confirm the accuracy of any information with Ascot Lloyd Financial Services Limited before seeking to rely on such information.
Whilst Ascot Lloyd Financial Services Limited have endeavoured to ensure that all the information within this website is factually correct, clear, fair and not misleading, Ascot Lloyd Financial Services Limited accept no responsibility for the content of this website. Consequently, Ascot Lloyd Financial Services Limited will not accept any liability for any loss or damage howsoever caused as a result of a genuine errors or omissions on the site.
Third party websites
Ascot Lloyd Financial Services Limited cannot control the contents of any third party website and as such will accept no responsibility for the content, layout or functionality of any other website.
Validity of important information
If any part of our important information section is deemed unenforceable, the remaining information will not be affected.
Intellectual property rights
Unless otherwise stated, we are the owner or the licensee of all copyright, trade marks and other intellectual property in all material on our site (including without limitation text, tools, photographs and graphical images). Those works are protected by copyright laws and other intellectual property rights. All such rights are reserved.
You are granted a limited, non-exclusive, revocable licence to print off one copy, and may download extracts, of any page(s) from our site for your personal use, provided that any such copy has attached to it the relevant proprietary notices and/or disclaimers. You may also draw the attention of others within your organisation to content posted on our site.
You must not modify the paper or digital copies of any materials you have printed off or downloaded in any way, and you must not use any illustrations, photographs, video or audio sequences or any graphics separately from any accompanying text.
Our status (and that of any identified contributors) as the authors of content on our site must always be acknowledged.
You must not use any part of the content on our site for commercial purposes without obtaining a licence to do so from us or our licensors.
No reliance on information
The content on our site is provided for general information only. It is not intended to amount to advice on which you should rely. You must obtain professional or specialist advice before taking, or refraining from, any action on the basis of the content on our site. For financial advice, please see your Ascot Lloyd Adviser.
Although we make reasonable efforts to update the information on our site, we make no representations, warranties or guarantees, whether express or implied, that the content on our site is accurate, complete or up-to-date.
Limitation of our liability
To the extent permitted by law, we exclude all conditions, warranties, representations or other terms which may apply to our site or any content on it, whether express or implied.
We will not be liable to any user for any loss or damage, whether in contract, tort (including negligence), breach of statutory duty, or otherwise, even if foreseeable, arising under or in connection with:
- Use of, or inability to use, our site
- Use of or reliance on any content displayed on our site
If you are a business user, please note that in particular, regardless of whether any of these losses are a direct, or indirect or consequential result of our default, we will not be liable for:
- Loss of profits, sales, business, or revenue
- Business interruption
- Loss of anticipated savings
- Loss of business opportunity, goodwill or reputation
- Any indirect or consequential loss or damage
If you are a consumer user, please note that we only provide our site for domestic and private use. You agree not to use our site for any commercial or business purposes, and we have no liability to you for any loss of profit, loss of business, business interruption, or loss of business opportunity.
We will not be liable for any loss or damage caused by a virus, distributed denial-of-service attack, or other technologically harmful material that may infect your computer equipment, computer programs, data or other proprietary material due to your use of our site or to your downloading of any content on it, or on any website linked to it.
Different limitations and exclusions of liability will apply to liability arising as a result of the supply of services to you, which will be set out in the relevant Terms and Conditions of Business.
We do not guarantee that our site will be secure or free from bugs or viruses.
You are responsible for configuring your information technology, computer programmes and platform in order to access our site. You should use your own virus protection software.
You must not misuse our site by knowingly introducing viruses, trojans, worms, logic bombs or other material which is malicious or technologically harmful. You must not attempt to gain unauthorised access to our site, the server on which our site is stored or any server, computer or database connected to our site. You must not attack our site via a denial-of-service attack or a distributed denial-of service attack. By breaching this provision, you would commit a criminal offence under the Computer Misuse Act 1990. We will report any such breach to the relevant law enforcement authorities and we will co-operate with those authorities by disclosing your identity to them. In the event of such a breach, your right to use our site will cease immediately.
Linking to our site
- You may link to our home page, provided you do so in a way that is fair and legal and does not damage our reputation or take advantage of it.
- You must not establish a link in such a way as to suggest any form of association, approval or endorsement on our part where none exists.
- You must not establish a link to our site in any website that is not owned by you.
- Our site must not be framed on any other site, nor may you create a link to any part of our site other than the home page.
- We reserve the right to withdraw linking permission without notice. In the event that we do so, you must remove any link to our homepage, or site.
- If you wish to make any use of content on our site other than that set out above, please contact firstname.lastname@example.org
Third party links and resources in our site
Where our site contains links to other sites and resources provided by third parties, these links are provided for your information only.
We have no control over, and accept no responsibility for, the contents of those sites or resources.
PFP Wealth Management LLP is authorised and regulated by the Financial Conduct Authority. The member number is 473710. This information can be verified on the FCA website www.fca.org.uk/ or in writing at 25 The North Colonnade, Canary Wharf, London E14 5HS.
Content of site
Whilst considerable care has been taken to ensure the information contained within this web site is accurate and up-to-date, no warranty is given as to the accuracy or completeness of any information and no liability is accepted for any errors or omissions in such information. Some information is provided under licence by Taxbriefs Limited which was founded in 1975 to provide specialist reference sources and publications to the financial services industry.
PFP Wealth Management takes its data protection and client confidentiality obligations seriously. Each of the businesses is registered with the Information Commissioner as required by the Data Protection Act, with registered number Z1093186.
If you complete our newsletter request form or register for details of our professional briefings, the information you provide will be stored by us, either electronically or manually. The information will be used principally to provide you with further information on our services.
Occasionally, we may contact you by letter, telephone, e-mail or otherwise to inform you about other products and services which we believe may interest you. If you do not wish to receive this information please contact us at the address below or contact us online
You have a right to request a copy of the personal data we hold about you. If you require a copy please write to Mr David Wadsworth, 3 Windsor Court, Clarence Drive, Harrogate, HG1 2PE. If you believe that the information we hold about you is inaccurate you may write to us and ask us to correct it.
In accordance with its regulatory permission, PFP Wealth Management has entered into an agreement with SEI Investments (Europe) Limited for them to provide custody services. We would draw your attention to the following documents in respect of this discretionary investment management service:
Frequently Asked Questions (FAQ) – your relationship with SEI Investments (Europe) Limited (for new clients after 1 November 2013)
Frequently Asked Questions (FAQ) – your relationship with SEI Investments (Europe) Limited (for existing clients as at 1 November 2013)